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Securities Regulation

SEC Staff Issues Additional Guidance on Shareholder Activism, Tender Offers, Proxy Matters and Crowdfunding

July 9, 2026 | Posted by Mellissa Campbell Duru; Sebastian L. Fain; Elizabeth A. Ising; Andrew Kaplan; Brian J. Lane Topic(s): Disclosure; JOBS Act; M&A; Proxy Statements and Annual Meetings; Securities Regulation

On July 9, 2026, the Securities and Exchange Commission’s Division of Corporation Finance (the “Staff”) issued a series of interpretations (“CFIs”) that update four sections of the Staff’s CFIs: Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting; Tender Offer Rules and Schedules; Proxy Rules and Schedules 14A/14C; and Regulation Crowdfunding.

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New Exemptive Order Modernizes and Significantly Expands Abbreviated Five-Business Day Non-Convertible Debt Tender Offers

July 2, 2026 | Posted by Mellissa Campbell Duru; Andrew L. Fabens; Hillary H. Holmes; Sebastian L. Fain; Alisa Babitz; Rodrigo Surcan Topic(s): Disclosure; Securities Regulation

Companies will be able to take advantage of a high-velocity, more flexible mechanism to optimize balance sheets and have the ability to more nimbly conduct liability management exercises in a single calendar week, while reducing exposure to market and interest rate volatility.

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Updated Summary of Director Education Opportunities Now Available (July 2026)

July 1, 2026 | Posted by Hillary H. Holmes; Lori Zyskowski; Ronald O. Mueller; Elizabeth A. Ising Topic(s): Audit Committee; Corporate Governance; ESG; IPOs; Securities Regulation; Shareholder Proposals

Gibson Dunn’s summary of director education opportunities has been updated as of July 2026. A copy is available at this link. Boards of Directors of public and private companies find this a useful resource as they look for high quality education opportunities.

This quarter’s update to the summary of director education opportunities includes a number of new opportunities as well as updates to the programs offered by organizations that have been included in our prior updates. Some of the new opportunities are available for both public and private companies’ boards.

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Key Current Securities and Governance Issues for Boards of Directors

June 16, 2026 | Posted by Aaron K. Briggs; Mellissa Campbell Duru; Andrew L. Fabens; Elizabeth A. Ising; Thomas J. Kim; Brian J. Lane; Julia Lapitskaya; Ronald O. Mueller; Michael A. Titera; Lori Zyskowski; Geoffrey E. Walter; Matthew L. Dolloff Topic(s): Corporate Governance; Disclosure; Executive Compensation; Proxy Statements and Annual Meetings; Securities Regulation; Shareholder Proposals

Navigating recent SEC rule proposals, shifting investor engagement, and other new securities regulation and corporate governance developments.

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SEC Proposes Amendments to Streamline and Recalibrate Filer Status Determinations and Related Reporting Obligations

May 22, 2026 | Posted by Brian J. Lane; Julia Lapitskaya; Michael A. Titera; Lori Zyskowski; Matthew L. Dolloff Topic(s): Disclosure; Registered Securities Offerings; Securities Regulation

The SEC is seeking comments on a variety of aspects of the proposed amendments, including on whether any additional accommodations for SNFs may be appropriate.

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SEC Proposes Broad Amendments to Registered Offering Framework

May 22, 2026 | Posted by Andrew L. Fabens; David Korvin; Brian J. Lane; Peter Wardle; William L. Wortmann Topic(s): Disclosure; Registered Securities Offerings; Registration Statements; Securities Regulation

The proposals reflect the most coordinated effort in two decades to address concerns about the shrinking public-company population, the high fixed costs of public-company status for smaller issuers, and the friction that state-level review imposes on unlisted registered offerings.

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Update: May 20, 2026 Order Granting Additional Directors and Officers of Certain Foreign Private Issuers an Exemption from Section 16 (a) Reporting

May 22, 2026 | Posted by Mellissa Campbell Duru; Eric Scarazzo; Marie M. Kwon; Rodrigo Surcan Topic(s): Capital Markets; Corporate Governance; Disclosure; Securities Regulation

On May 20, 2026, the Securities and Exchange Commission (SEC) updated its grant of exemptive relief from Section 16(a) reporting requirements for directors and officers of foreign private issuers (FPIs) organized in a “qualifying jurisdiction,” who are subject to a “qualifying regulation[1]”. Three additional “qualifying jurisdictions” were added: Australia, India and Singapore.

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SEC Proposes Amendments to Permit Optional Semiannual Reporting by Public Companies

May 8, 2026 | Posted by Aaron K. Briggs; Mellissa Campbell Duru; Andrew L. Fabens; Hillary H. Holmes; Thomas J. Kim; Brian J. Lane; Julia Lapitskaya; Kristen C. Limarzi; Ronald O. Mueller; Michael A. Titera; Peter Wardle; Lori Zyskowski; Thomas W. Franck Topic(s): Disclosure; Financial Statements; Securities Regulation

Companies evaluating the alternatives would need to consider a number of factors addressed in this update, including investor expectations and any reporting obligations under debt agreements.

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SEC Staff Issues Exemptive Relief Allowing 10-Business Day Equity Tender Offers

April 20, 2026 | Posted by Mellissa Campbell Duru; Brian J. Lane; Sebastian L. Fain; Alisa Babitz; Matt Staugaard Topic(s): Disclosure; Registered Securities Offerings; Securities Regulation

It is clear that the exemptive relief will provide public and private companies with significantly more flexibility in the structuring and timing of their transactions.

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Updated Summary of Director Education Opportunities Now Available

April 13, 2026 | Posted by Hillary H. Holmes; Lori Zyskowski; Ronald O. Mueller; Elizabeth A. Ising Topic(s): Audit Committee; Corporate Governance; ESG; IPOs; Securities Regulation; Shareholder Proposals

Gibson Dunn’s summary of director education opportunities has been updated as of April 2026. A copy is available at this link. Boards of Directors of public and private companies find this a useful resource as they look for high quality education opportunities.

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Editors

Alisa Babitz

J. Alan Bannister

Cléo Batista

Carla Baum

Aaron K. Briggs

Becky Chung

Michael Collins

Sydney Colopy

Colin B. Davis

Georgia Derbyshire

Matthew L. Dolloff

Julie Doria

Justine Y. Drohan

Mellissa Campbell Duru

Andrew L. Fabens

Sebastian L. Fain

Sean C. Feller

Pierre-Emmanuel Fender

Tull Florey

Jonathan D. Fortney

Thomas W. Franck

Ferdinand M. Fromholzer

Muriel Hague

Gina Hancock

Krista P. Hanvey

Hillary H. Holmes

Elizabeth A. Ising

Atma Kabad

Andrew Kaplan

Saad Khan

Thomas J. Kim

David Korvin

Marie M. Kwon

Brian J. Lane

Ari Lanin

Julia Lapitskaya

Kristen C. Limarzi

Robert B. Little

Vanessa Ludwig

Cynthia M. Mabry

Stewart McDowell

Gregory Merz

Hank Michael

Babette Milz

Mark H. Mixon Jr.

Ronald O. Mueller

Michael K. Murphy

Ekaterina (Kate) Napalkova

Johannes Reul

Annie Saunders

Michael Scanlon

Eric Scarazzo

Meghan Sherley

Gerry Spedale

Matt Staugaard

Rodrigo Surcan

Michael A. Titera

Nicholas Tok

Harrison Tucker

Maggie Valachovic

Geoffrey E. Walter

Peter Wardle

David C. Ware

William L. Wortmann

Mason F Ye

Robyn Zolman

Lori Zyskowski

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