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Securities Regulation and Corporate Governance Monitor

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About

The Securities Regulation and Corporate Governance Monitor is a publication of Gibson Dunn’s Securities Regulation and Corporate Governance and Capital Markets Practice Groups. This is a forum to share with clients and friends our current thoughts on developments and trends in securities regulation, corporate governance, environmental, social and governance, or ESG, risks and opportunities, capital markets, and executive compensation. The views expressed here should not be construed as being the firm’s policies or suggested best practices, or as substitute for legal advice that addresses specific facts and circumstances.

Gibson Dunn is committed to providing the highest quality legal services to our clients in a personal, responsive manner. The firm has more than 2,000 lawyers in 22 offices located in major cities throughout the United States, Europe, South America, the Middle East, and Asia.

Our Securities Regulation and Corporate Governance Practice Group is consistently recognized as one of the leading practices in the United States. Chambers USA has named our group among the leading securities regulation practices in the country for the past several years. Our corporate governance expertise is also regularly acknowledged by the International Who’s Who of Corporate Governance Lawyers, and the Guide to the World’s Leading Corporate Governance Lawyers.

Our lawyers have extensive SEC and corporate governance experience and include many SEC alumni. We advise companies of all sizes, including many of the Fortune 500, concerning disclosure, accounting, and regulatory issues. We also advise senior management, boards of directors and their audit, compensation, governance, and special committees on a wide range of issues relating to governance, fiduciary duties, ESG, and relationships with institutional shareholders.

For more information, please visit Gibson Dunn’s Securities Regulation and Corporate Governance Practice Group page.

Our Capital Markets Practice Group is consistently ranked among the top firms for size, complexity, and value of the capital markets matters we act on, both in the United States and internationally. A number of our partners have been recognized for excellence in capital markets by Chambers USA, The Legal 500 U.S., and Chambers Global. Our capital markets advice and counseling is complemented by the strength of our securities regulation practice group.

The Capital Markets Practice Group significant experience representing issuers, underwriters, and investors in a variety of securities transactions around the world. Our clients include companies in a range of industries, including technology, consumer retail/restaurant, entertainment, life sciences and health care, energy, and financial institutions. We are known for our quality, effectiveness, and innovation.

For more information, please visit Gibson Dunn’s Capital Markets Practice Group page.

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Topics

Audit Committee

Capital Markets

Compensation Committee

Corporate Governance

Disclosure

Dodd Frank

Environmental/Climate Change

ESG

EU Regulation

Executive Compensation

FCPA

Financial Statements

Human Capital Management

India Regulation

Investment Act/Investment Advisors Act

IPOs

JOBS Act

M&A

Miscellaneous

Private Placements

Proxy Access

Proxy Statements and Annual Meetings

Registered Securities Offerings

Registration Statements

Say on Pay

Securities Regulation

Shareholder Proposals

UK Regulation

Underwriters and Agents

Whistleblower Rules

Editors

Alisa Babitz

J. Alan Bannister

Cléo Batista

Carla Baum

Aaron K. Briggs

Becky Chung

Michael Collins

Sydney Colopy

Colin B. Davis

Georgia Derbyshire

Matthew L. Dolloff

Julie Doria

Justine Y. Drohan

Mellissa Campbell Duru

Andrew L. Fabens

Sebastian L. Fain

Sean C. Feller

Pierre-Emmanuel Fender

Tull Florey

Jonathan D. Fortney

Thomas W. Franck

Ferdinand M. Fromholzer

Muriel Hague

Gina Hancock

Krista P. Hanvey

Hillary H. Holmes

Elizabeth A. Ising

Atma Kabad

Andrew Kaplan

Saad Khan

Thomas J. Kim

David Korvin

Marie M. Kwon

Brian J. Lane

Ari Lanin

Julia Lapitskaya

Kristen C. Limarzi

Robert B. Little

Vanessa Ludwig

Cynthia M. Mabry

Stewart McDowell

Gregory Merz

Hank Michael

Babette Milz

Mark H. Mixon Jr.

Ronald O. Mueller

Michael K. Murphy

Ekaterina (Kate) Napalkova

Johannes Reul

Annie Saunders

Michael Scanlon

Eric Scarazzo

Meghan Sherley

Gerry Spedale

Matt Staugaard

Rodrigo Surcan

Michael A. Titera

Nicholas Tok

Harrison Tucker

Maggie Valachovic

Geoffrey E. Walter

Peter Wardle

David C. Ware

William L. Wortmann

Mason F Ye

Robyn Zolman

Lori Zyskowski

Useful Links

  • Gibson Dunn Website
  • Society for Corporate Governance
  • Institutional Shareholder Services
  • New York Stock Exchange
  • NASDAQ
  • SEC
  • Conference Board’s Center for Corporate Governance
  • Glass Lewis & Co., Inc.
  • TheCorporateCounsel.net
  • CompensationStandards.com
  • Romeo & Dye’s Section 16.net
  • Harvard Law School Forum on Corporate Governance and Securities Regulation
  • National Association of Corporate Directors
  • Columbia Law Blue Sky Blog
  • ESG Resources for Public Companies

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