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Archives for September 2012

New Process for Submitting Draft Registration Statements and Amendments

September 28, 2012 | Posted by James J. Moloney; Andrew L. Fabens Topic(s): JOBS Act; Securities Regulation

Draft Registration Statements to Be Submitted and Filed on EDGAR

On September 26, 2012, the SEC’s Division of Corporation Finance announced that, beginning on Monday, October 1, 2012, Emerging Growth Companies and foreign private issuers may voluntarily submit their draft registration statements and amendments for confidential, non-public staff review using either the current secure email system or through a new EDGAR-based submission process.

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2012 CPA-Zicklin Index of Corporate Political Accountability and Disclosure Released

September 26, 2012 | Posted by Elizabeth A. Ising Topic(s): Corporate Governance

The second annual CPA-Zicklin Index of Corporate Political Accountability and Disclosure was released yesterday by the Center for Political Accountability in conjunction with the Carol and Lawrence Zicklin Center for Business Ethics Research at The Wharton School of the University of Pennsylvania.

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SEC Raises ’33 Act Registration Fees

September 11, 2012 | Posted by Ronald O. Mueller; James J. Moloney Topic(s): Miscellaneous; Securities Regulation

The SEC recently announced that Securities Act registration fees that companies are required to pay in connection with registered securities offerings will increase significantly.  Effective October 1st, the current fee of $114.60 per million dollars of securities offered will increase to $136.40 per million dollars, representing an increase of more than 19 percent.

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