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Andrew Kaplan

Andrew Kaplan

Partner, New York

akaplan@gibsondunn.com

+1 212.351.4064

Andrew Kaplan is a partner in the New York office of Gibson Dunn, where his practice focuses on mergers and acquisitions, and corporate governance matters.

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SEC Staff Issues Additional Guidance on Shareholder Activism, Tender Offers, Proxy Matters and Crowdfunding

July 9, 2026 | Posted by Mellissa Campbell Duru; Sebastian L. Fain; Elizabeth A. Ising; Andrew Kaplan; Brian J. Lane Topic(s): Disclosure; JOBS Act; M&A; Proxy Statements and Annual Meetings; Securities Regulation

On July 9, 2026, the Securities and Exchange Commission’s Division of Corporation Finance (the “Staff”) issued a series of interpretations (“CFIs”) that update four sections of the Staff’s CFIs: Sections 13(d) and 13(g) and Regulation 13D-G Beneficial Ownership Reporting; Tender Offer Rules and Schedules; Proxy Rules and Schedules 14A/14C; and Regulation Crowdfunding.

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